Disclosures

 

Deep Blue Financial LLC (“DBF”) is a state registered investment advisor located in Northbrook & Chicago IL. DBF and its representatives are in compliance with current filing requirements imposed upon state registered investment advisers and by those states in which DBF maintains clients. DBF may only transact business in those states in which it is registered, or qualifies for and exemption or exclusion from registration requirements.

 

DBF’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications and links. Accordingly, the publication of DBF’s website on the internet should not be construed by any consumer and/’or prospective client as DBF’s solicitation to effect, or attempt to effect transaction in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by DBF with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of DBF, please contact the SEC or state securities regulators for those states in which DBF maintains a notice filing. A copy of DBF’s current for ADV 2- Parts A and B discussing DBF’s business operations, services and fees is available from DBF through the link provided.

 

DBF does not make any representation or warranties as to the accuracy, timeliness, suitability, completeness o relevance o any information prepared by any unaffiliated third party, whether linked to DBF’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

 

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by DBF) will be profitable or equal any historical performance level(s).

 

Certain portions of DBF’s website (i.e. newsletters, articles, blog posts, commentaries, etc.) may contain a discussion of, and/or provide access to DBF’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current positions(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from DBF, or from any other investment professional. DBF is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.

 

The opinions and comments expressed on this site or third party sites may not accurately reflect those of DBF.

 

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if DBF is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of DBF by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Each client and prospective client agrees, as a condition precedent to his/her/its access to DBF’s website, to release and hold harmless DBF, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice form DBF.

 

DBF does not provide written opinions regarding tax matters and no part of DBF services or this document should be relied upon as a written tax opinion. To the extent that a client requires a written opinion regarding a specific tax matter, the client should consult with the certified public accounting or law firm of their choosing. Any insurance planning or advice provided by DBF is ancillary to its investment advisory and financial planning service and such advice should no be used as the primary basis for entering into any contemplated transaction. Notwithstanding the above, any content contained in this website shall not be construed as a substitute for the advice of an insurance professional, accountant or attorney in the relevant jurisdiction. DBF does not sell insurance, practice public accounting or practice law. Planning in the areas of insurance, law, tax and accounting requires the advice of an experienced professional trained in the area under consideration. DBF recommends and expects the reader to engage an outside professional trained in the matters discussed in any DBF materials before undertaking any action.